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Showing 1941 to 1950 of 2049 search results for our General insurance.

1941. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

      Press Releases Published: 26/07/2017 Last modified: 26/07/2017
      In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

1942. FS15/5: Feedback statement to The FCA’s approach to advancing its objectives

      Feedback statements Published: 16/12/2015 Last modified: 13/12/2023
      We report on the feedback we received to our publication in July 2013 of general guidance on what firms and consumers can expect from the FCA.

1943. The Financial Conduct Authority to gather evidence on how the PPI complaints process is working

      Press Releases Published: 30/01/2015 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI). ... While this work continues, the FCA expects firms to continue to deal with PPI complaints in accordance with

1944. Understanding approaches to D&I in financial services

      Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
      The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

1945. FCA appoints new Head of Leeds Office as it recruits 200 roles as part of Transformation

      Press Releases Published: 28/02/2022 Last modified: 28/02/2022
      William Hague, the FCA’s former Chief People Officer, will lead on setting up our new office in Leeds.

1946. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

      Press Releases Published: 03/10/2013 Last modified: 07/02/2022
      he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

1947. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

      Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
      providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs. ... To get an idea of what your capital resources requirement would be under these proposals, try our online calculator

1948. FCA writes joint letter on Brexit with the Bank to CEOs of insurance firms and updates its website for all firms

      Statements Published: 21/10/2020 Last modified: 21/10/2020
      Our joint letter with the Bank of England to CEOs of insurance firms on the importance of being prepared for the end of the transition period.

1949. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes

      Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
      Retail and other insurance policyholders with savings business may wish to take note of the general content of this paper. ... PRA CP22/14 The Prudential Regulation Authority’s approach to with-profits insurance business.

1950. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

      Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
      This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.