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Showing 2011 to 2020 of 2049 search results for our General insurance.
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State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
Their conduct has fallen far short of our expectations. Firms should be in no doubt that the spotlight will remain on wholesale conduct.”. ... For example, a typical pension fund trustee may decide to change the general type of assets (such as equities -
FG15/4 - Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media
In August 2014, we consulted on our approach to the supervision of financial promotions in social media. -
CP15/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2015/16
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) are consulting on the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2015/16. -
FCA proposes introduction of price cap on rent-to-own firms to protect vulnerable consumers from high costs
The Financial Conduct Authority today proposed to introduce a price cap on the rent-to-own (RTO) sector. The cap, subject to consultation, will come into force on 1 April 2019 providing protection for some of the most financially vulnerable people -
Mark Starling sentenced to 5 years’ imprisonment in FCA prosecution of £3m investment fraud
Mark Barry Starling, aged 57 of Farnham, Surrey, was today sentenced at Southwark Crown Court to 5 years’ imprisonment for defrauding investors of just under £3 million in relation to unauthorised investment schemes he operated between 2008 and -
CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects
Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the Solvency II Directive (or of ... We want to know what you think of our proposals and welcome -
PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules
This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how -
FS20/6: Temporary financial relief for customers impacted by coronavirus: feedback on draft guidance for mortgages
On 22 May 2020, we published draft guidance on the fair treatment of home finance customers in temporary payment difficulty as a result of the current exceptional circumstances arising out of coronavirus (Covid-19) -
Information on the number and value of sales by life insurers reported in submissions to Gabriel between 2015 and 2020 - June 2020
FCA provides information on the number and value of sales by life insurers reported in submissions to Gabriel between 2015 and 2020.