Search results
Showing 102 to 111 of 366 search results for our Handbook after Brexit.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
Complaints data items: FAQs
Complaints data items: FAQs -
Proxy advisors
Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches. -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
Regulation for a different world
Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks. -
About our complaints data
This page provides more information about how the FCA collects and reports complaints data. -
Apply to become a claims management company
Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities. -
Recovery plan template
The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us. -
UCITS Remuneration Code (SYSC 19E)
FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).