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Showing 311 to 320 of 16270 search results for our complaints data.

  1. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    These tend to be minor changes but we still want to get your feedback on our proposals. ... make changes to our DISP rules to make complaints reporting requirements more consistent and clear.

  3. Stepstone Credits (clone of FCA authorised firm)

    Warnings Published: 06/07/2020 Last modified: 21/11/2020
    Stepstone Credits (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  4. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

  5. Park First Limited – information for investors

    News stories Published: 04/07/2019 Last modified: 17/10/2019
    Four companies in the Park First group entered administration on 4 July 2019. Find out what this means for investors.

  6. Open Finance: an opportunity for financial services

    Speeches Published: 18/11/2019 Last modified: 18/11/2019
    Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.

  7. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

  8. Access to cash coverage in the UK 2022 Q2

    Data Published: 25/05/2023 Last modified: 25/05/2023
    The FCA provides an overview of geographical cash access coverage in the UK at the end of the second quarter of 2022.

  9. Analysing the impact of EMIR variation margin requirements

    Research insights Published: 30/06/2017 Last modified: 30/06/2017
    This page summarises our research into derivatives trading data to assess the impact on firms.

  10. Making innovation work for firms and consumers

    Speeches Published: 29/05/2014 Last modified: 16/07/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.
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