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Showing 691 to 700 of 16288 search results for our complaints data.

691. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

     About us What we do Published: 23/01/2018 Last modified: 23/05/2022
     OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

692. The Consumer Credit landscape today

     Speeches Published: 27/02/2018 Last modified: 27/02/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Finance & Leasing Association (FLA).

693. Building a regulatory environment for the future

     Speeches Published: 22/06/2021 Last modified: 22/06/2021
     Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

694. Brexit

     Last modified: 31/03/2022
     The UK has left the EU. Find out what this means for consumers and firms.

695. UK Securities Financing Transactions Regulation (UK SFTR)

     Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
     The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

696. FCA Connect

     Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
     FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

697. FCA Innovation Hub

     Innovation Hub Last modified: 02/04/2024
     FCA Innovation supports FinTech and RegTech firms with innovative business models and further promote innovation in the interests of consumers.

698. Handbook of rules and guidance

     About us How we regulate Published: 21/04/2016 Last modified: 24/08/2021
     All regulated firms must comply with our rules as set out in the FCA Handbook.

699. TR14/7: Clarity of fund charges

     Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
     Our findings will primarily be of interest to UK firms operating funds, platforms, advisers and other retail fund intermediaries. ... Our review included 11 firms that operated funds sold to UK retail consumers, including investment managers, banks and

700. The FCA’s role in preparing for Brexit

     Statements Published: 27/06/2018 Last modified: 31/01/2020
     Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the