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Showing 222 to 231 of 782 search results for our complaints data section for information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Transparency

    About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
    The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.

  3. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

  4. Data Bulletin June 2018: The retail intermediary sector

    Data Published: 07/06/2018 Last modified: 06/09/2018
    This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).

  5. Who we work with

    About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
    Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.

  6. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  7. Information on investigations into company directors - July 2021

    FOI Release Date of Release: 05/07/2021
    The FCA provides information on Investigations into company directors.

  8. Accessibility statement

    Last modified: 30/06/2023
    Read the accessibility statement for fca.org.uk

  9. MiFID II: applications for permissions needed now

    News stories Published: 19/06/2017 Last modified: 19/06/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

  10. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

  11. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    These tend to be minor changes but we still want to get your feedback on our proposals. ... make changes to our DISP rules to make complaints reporting requirements more consistent and clear.
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