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Showing 332 to 341 of 782 search results for our complaints data section for information.

332. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

333. Former Investment Portfolio Manager charged with insider dealing

     Press Releases Published: 29/09/2016 Last modified: 29/09/2016
     The Financial Conduct Authority (FCA) has instituted criminal proceedings against Mark Alexander Lyttleton (date of birth 9 June 1971), a former Investment Portfolio Manager at Blackrock Investment Management (UK) Ltd.  Mr Lyttleton is charged with

334. Our innovation services

     Firms Published: 27/03/2022 Last modified: 01/08/2023
     The FCA promotes innovation by offering a range of market facing tools and services for innovative firms. Find out more about the support on offer.

335. How we decide rates for annual fees

     Tasks for regulated firms Published: 08/05/2015 Last modified: 13/02/2023
     Find out about the yearly round of consultations and policy proposals that the FCA uses to set fees for the next financial year. 

336. PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme 

     Policy and guidance Policy statements Published: 28/11/2022 Last modified: 27/01/2023
     We set out final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who transferred out after being given unsuitable advice to do so.

337. General insurance value measures

     General insurers and insurance intermediaries Published: 10/11/2021 Last modified: 15/02/2022
     We've introduced new rules on reporting data on value measures in the general insurance market.

338. Changes to application forms accessed via Connect

     Published: 23/07/2023 Last modified: 28/02/2024
     Find out about the forms we’re improving to make it easier for firms to submit applications and notifications via Connect.

339. Senior Managers and Certification Regime

     Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
     The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

340. Consumer credit – Ongoing service and end of agreement

     Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
     We outline why your commitment to customers does not end after they enter into an agreement with you.

341. Market Watch 74

     Newsletters Published: 25/07/2023 Last modified: 25/07/2023
     n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

342. Shareholding notification and disclosure

     Markets Published: 02/05/2016 Last modified: 02/07/2024
     There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.