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Showing 452 to 461 of 782 search results for our complaints data section for information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. We support Financial Action Taskforce work on de-risking drivers

    Statements Published: 01/07/2015 Last modified: 01/07/2015
    We expect banks will be particularly interested in the section of the FATF statement about due diligence for correspondent banking relationships:. ... You can also find out our view of de-risking and risk management.

  3. Funeral plans: check your provider is authorised

    Consumers Published: 24/08/2021 Last modified: 13/03/2024
    Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t.

  4. CP13/6: Capital requirements for investment firms

    Consultation papers Published: 31/07/2013 Last modified: 22/03/2016
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to a large number of investment firms prudentially regulated by the FCA and subject to the Capital Requirements

  5. Business interruption insurance test case: draft guidance for firms

    Policy and guidance Guidance consultations Published: 01/06/2020 Last modified: 01/06/2020
    FCA publishes draft guidance for firms on the business interruption insurance test case

  6. Mortgages and coronavirus: updated draft guidance for firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 17/08/2021
    FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus

  7. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    By making our expectations clear we enable those firms that wish to do so, to do the right thing. ... highlight problems, do you take whistleblowing seriously, do you use the wealth of information from complaints to drive improvements, do you really

  8. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  9. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.

  10. Cryptoassets: AML / CTF regime - Registering with the FCA

    Published: 22/03/2023 Last modified: 01/07/2024
    You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

  11. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 
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