Search results
Showing 642 to 651 of 782 search results for our complaints data section for information.
-
Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
FS19/3: Recognition of codes: feedback on QCP 23 18/39
We summarise responses received to QCP 18/39 on the recognition of industry codes of conduct and outline our next steps. -
The FCA's response to COVID-19 and expectations for 2020
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival. -
FCA sets out initial findings on bank account access and closures
The FCA has published the findings of its initial data exercise on bank account access and closures. -
Financial Promotions for high-risk investments
We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any -
Wealth Managers and Financial Advisers and change of control requests 2017-2021 - March 2022
The FCA provides data on Wealth Managers and Financial Advisers. -
PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6
This Policy Statement sets out the near-final rules on the changes we plan to make to the Handbook to align it with the Prospectus Regulation. It also summarises the feedback we received to Consultation Paper CP19/6 and our response. -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Covid-19: savers stay calm and don't rush financial decisions
The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic. -
FCA makes it easier for people to compare bank accounts
The Financial Conduct Authority (FCA) has today published final rules which will require providers of personal current accounts and business current accounts to publish information that will help customers to compare the service they could receive -
Recovery plans – initial observations
Firms are encouraged to review the relevant sections of the FCA’s and EBA’s rules and guidelines for further information on their obligations under the Recovery and Resolution Directive (RRD). ... In particular, many recovery plans developed under