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Showing 592 to 601 of 759 search results for our latest Financial Lives.

  1. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any
  2. Asset management portfolio tools

    Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
    This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.
  3. Building our societies through lending and savings

    Speeches Published: 09/05/2024 Last modified: 09/05/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer at the Building Societies Annual Conference
  4. Newgate Private Equity UK (Clone of FCA authorised firm)

    Warnings Published: 25/05/2021 Last modified: 27/05/2021
    Newgate Private Equity UK (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  5. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit
  6. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases Published: 16/11/2023 Last modified: 16/11/2023
    Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs)
  7. FCA highlights its areas of concern in financial services markets

    Press Releases Published: 18/02/2020 Last modified: 11/08/2023
    The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets.
  8. Weighing the value of data – trade-offs, transparency and competition in the digital marketplace

    Speeches Published: 07/05/2019 Last modified: 08/05/2019
    Speech by Robin Finer, Acting Chief Economist at the FCA, delivered at the Respublica conference ‘The Value of Data, Competition, and Financial Services’, London.
  9. Innovation & Regulation: Partners in the success of Financial Services

    Speeches Published: 10/06/2022 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam
  10. Technology and global ties: turning the tide on financial crime

    Speeches Published: 24/05/2018 Last modified: 24/05/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Anti-Money Laundering TechSprint, London.