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Showing 622 to 631 of 759 search results for our latest Financial Lives.

  1. FSA - DP13/1 How the FCA could be more transparent

    Discussion papers Published: 05/03/2013 Last modified: 30/04/2014
    We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.
  2. Blockchain: considering the risks to consumers and competition

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands.
  3. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers
  4. Statement on the Operation of the MiFID Markets Regime

    Firms Focus areas Published: 06/10/2019 Last modified: 11/01/2023
    Read our statement on the operation of the MiFID Markets Regime after the transition period ends.
  5. GAP insurers agree to suspend sales following FCA concerns over fair value

    Press Releases Published: 09/02/2024 Last modified: 09/02/2024
    The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA.
  6. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.
  7. Traded life policy investments: alert for financial advisers

    News stories Published: 24/09/2014 Last modified: 25/09/2014
    Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance.
  8. CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    The paper can be read alongside CP14/14, which sets out our joint proposals for revisions to the current Remuneration Code. ... These recommendations proposed a new framework for approving and holding individuals to account alongside other measures,
  9. Findings from our investment platforms costs and charges review – good and poor practice

    Firms Published: 04/05/2022 Last modified: 04/05/2022
    In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.
  10. Ex-Mortgage Advisor sentenced to two years after FCA action

    Press Releases Published: 16/07/2013 Last modified: 17/09/2013
    On Friday 12 July, at Maidstone Crown Court, following criminal action brought by the Financial Conduct Authority (FCA), Michael Joseph James Lewis was sentenced to two years in prison on two counts of making/supplying documentation for use in fraud