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Sustainability
The creation of the FCA as part of the new regulatory framework last year provided an opportunity for us to reset expectations.Both our expectations, as the regulator of the industry ... Our mutual aim should be maintaining a vibrant financial system for -
Chief Executive speaks at APM about recent work and future challenges
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting. -
How to organise a COO
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023 -
Customer Understanding of Transactions
Customer Understanding of Transactions. News stories First published:. 12/04/2016. Last updated: 12/04/2016. ... their approach to designing products, providing understandable information to consumers and dealing with complaints. -
Personal data and supervision
How and why the FCA uses personal data to carry out its supervision functions. -
Prescribed Persons Annual Report 2022/23
The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023. -
New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel
The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel. -
100 days of the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Our Annual Report and Accounts 2022/23
Our Annual Report and Accounts sets out our progress and key achievements in the first year of our three-year strategy. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.