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Showing 231 to 240 of 12465 search results for our new Consumer Duty.

  1. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

  2. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    Ahead of our panel discussion I will give a broad overview of three areas. ... proper control and dissemination of inside information is essential to confidence in the integrity of our markets.

  3. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    Our review of trading in the shares of Emmit plc has shown that pension investors have constituted a significant proportion of the demand for the shares of Emmit plc, which may ... investors. We have taken action in this matter by publishing our concerns

  4. FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps

    Feedback statements Published: 16/07/2018 Last modified: 27/07/2022
    FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.

  5. Transitional provisions and regimes

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

  6. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

  7. Why diversity and inclusion are regulatory issues

    Speeches Published: 17/03/2021 Last modified: 13/09/2021
    Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review.

  8. Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care

    Press Releases Published: 23/04/2019 Last modified: 11/04/2024
    The FCA has summarised responses to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – and sets out next steps.

  9. FCA and TPR publish joint pensions strategy

    Press Releases Published: 18/10/2018 Last modified: 18/10/2018
    The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) have today launched a joint regulatory strategy aimed at strengthening their relationship, and taking joint action to deliver better outcomes for pension savers and those

  10. Collaborate to compete: why we must all embrace a growth mindset

    Speeches Published: 16/10/2023 Last modified: 18/10/2023
    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.