Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 461 to 470 of 12465 search results for our new Consumer Duty.

  1. Help: Connect

    Published: 03/05/2016 Last modified: 28/07/2023
    Useful tips for registering with Connect if you are already authorised.

  2. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

  3. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  4. Insurance: business practice, suitability and eligibility

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
    The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.

  5. Supervisory correspondence

    About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
    Find out how the FCA communicates with the firms it supervises.

  6. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. UK regulators, government and other bodies

    About us What we do Published: 19/04/2016 Last modified: 25/01/2022
    Find out more about the UK agencies, government departments and other regulators we cooperate closely with.

  8. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  9. MWT

    Warnings Published: 25/03/2022 Last modified: 25/03/2022
    MWT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. HXFX

    Warnings Published: 16/02/2022 Last modified: 16/02/2022
    HXFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.