Search results
Showing 161 to 170 of 188 search results for our proposals in Primary Market Bulletin.
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Protected forward-looking statements – Engagement Paper 3
This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime. -
DP16/2: CASS 7A and the Special Administration Regime Review
This discussion paper also contains our response to the ‘speed proposal’ on which we consulted in CP13/5: Review of the client assets regime for investment business, but which was separated ... from our final proposals in PS14/9: Review of the client -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Further issuances of equity on regulated markets – Engagement Paper 2
We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals
steer on our policy intentions for our Certification Regime and the application of our Conduct Rules. ... We would welcome comments using our online response form by 16 June 2015. -
CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements
We want to know what you think of our proposals. Please send us your comments by 4September2014 in writing or using the online response form on our website. ... We intend to publish our feedback later in the year. look at the FCA Handbook. -
CP14/17: Early implementation of the Transparency Directive’s requirements for reports on payments to governments
DTRs) apply and who are or who may be active in the extractive or logging of primary forest industries. ... primary information providers. Please send us your comments by 7 October 2014 in writing or using the online response form. -
The Financial Conduct Authority outlines how it will regulate crowdfunding
losses. The proposals will make the crowdfunding market more accessible, will help foster competition and facilitate access to alternative finance options while also providing additional consumer protection. ... The key proposals are:. In the retail -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.