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Showing 401 to 410 of 816 search results for our proposed new Consumer Duty.

  1. Financial services and mental health TechSprint

    Events Published: 09/02/2023 Last modified: 09/02/2023
    In March 2017, we partnered with Money and Mental Health (MMH) to hold our third TechSprint.

  2. Market abuse in a time of coronavirus

    Speeches Published: 12/10/2020 Last modified: 12/10/2020
    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

  3. FCA finds weak price competition in some areas of the asset management sector

    Press Releases Published: 18/11/2016 Last modified: 18/11/2016
    The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry.

  4. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

  5. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.

  6. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  7. CP14/18: Quarterly consultation No.6

    Consultation papers Published: 05/09/2014 Last modified: 05/09/2014
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. ... These tend to be minor changes but we still want to get your feedback on our proposals.

  8. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

  9. Regulatory Sandbox eligibility criteria

    Firms Published: 27/03/2022 Last modified: 28/03/2022
    Review our 5 eligibility criteria before applying to the Regulatory Sandbox. 

  10. FCA proposes changes to advice on pension transfers

    Press Releases Published: 21/06/2017 Last modified: 21/06/2017
    The Financial Conduct Authority (FCA) has today published new proposals on advice relating to pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.