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Showing 611 to 620 of 816 search results for our proposed new Consumer Duty.

  1. CP23/30: Operational resilience: Critical third parties to the UK financial sector

    Consultation papers Published: 07/12/2023 Last modified: 07/12/2023
    We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs).

  2. CP13/14: Regulatory fees and levies: policy proposals for 2014/15

    Consultation papers Published: 31/10/2013 Last modified: 22/11/2021
    This consultation paper (CP) sets out our proposed policy changes to our fee and levy regimes.

  3. FCA publishes second letter of concerns in relation to Provident's proposed scheme of arrangement

    Statements Published: 14/07/2021 Last modified: 14/07/2021
    We have published a second letter of concerns explaining to Provident why it does not support its proposed scheme of arrangement.

  4. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

  5. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

  6. FCA proposes help for motor finance and high cost credit customers

    Press Releases Published: 17/04/2020 Last modified: 17/04/2020
    FCA announces another proposed package of measures to directly support consumers facing payment difficulties due to coronavirus

  7. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

    Policy statements Published: 28/06/2017 Last modified: 05/04/2018
    This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.

  8. Navigating the UK's Digital Regulation Landscape: Where are we headed?

    Speeches Published: 22/04/2024 Last modified: 23/04/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

  9. FCA acts to strengthen protections for customers using payment firms

    Press Releases Published: 22/05/2020 Last modified: 22/05/2020
    The FCA launches consultation on additional guidance for payments firms to strengthen the way in which they look after customers’ money.

  10. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

    Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
    The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.