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Showing 3212 to 3221 of 4780 search results for our warning list tool.

  1. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

  2. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.

  3. FTrade (clone of FCA Authorised firm)

    Warnings Published: 29/03/2022 Last modified: 29/03/2022
    FTrade (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  4. ASC UK (clone of FCA authorised firm)

    Warnings Published: 23/08/2019 Last modified: 21/11/2020
    ASC UK (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  5. Phemex Global Ltd / phemexglobalimited.org

    Warnings Published: 08/10/2023 Last modified: 08/10/2023
    Phemex Global Ltd / phemexglobalimited.org is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Information on business interruption insurance - December 2022

    FOI Release Date of Release: 13/12/2022
    The FCA provides a list of all individuals, firms and principals with permissions to provide mortgage advice as at 1 December 2021.

  7. Principal trading firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  8. Fast-growing firms (FGFs) multi-firm review

    Multi-firm reviews Published: 10/03/2023 Last modified: 13/03/2023
    We summarise our findings and set out our expectations of FCA solo-regulated fast-growing firms to identify, assess and manage the risks arising from their activities.

  9. RELIANCE WEALTH & FUND MANAGAMENT LLC

    Warnings Published: 20/07/2023 Last modified: 20/07/2023
    RELIANCE WEALTH & FUND MANAGAMENT LLC is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Recovery Norway/ https://recoverynorway.com/

    Warnings Published: 22/08/2023 Last modified: 22/08/2023
    Recovery Norway/ https://recoverynorway.com/ is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  11. FCA pay and bonus gap data 2022

    Data Published: 19/07/2022 Last modified: 28/04/2023
    The FCA pay gap data for 2022 covers the reporting period 1 April 2021 to 31 March 2022. This year the FCA has seen improvements in most of its pay gaps, it will continue to work towards identifying and addressing the underlying issues it knows
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