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Showing 252 to 261 of 815 search results for outcomes under the Consumer Duty.

  1. FCA outcomes and metrics

    The FCA is committed to being clear about how it is accountable for its progress. The FCA sets out its outcomes and the metrics it will use to measure them.

  2. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Under the Duty of Responsibility, we can take enforcement action against Senior Managers if:.

  3. Call for input: Evaluation of RDR and FAMR form

    Last modified: 01/05/2019
    Are any consumer groups underserved? Q7: Do consumers have confidence and trust in advice and guidance services and do these services address their needs? ... Q8: Do consumers who take advice or use guidance services get better outcomes than those who do

  4. IRHP: examples of redress

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    IRHP: examples of redress.

  5. Submit a change in control notification

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Find out how to prepare your notification and understand what happens after you submit it.

  6. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

  7. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

  8. Who we work with

    About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
    Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.

  9. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  10. Recruiting, training and supervising staff

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    FCA provides information on recruiting, training and supervising staff.

  11. Data strategy 2020

    Data Published: 07/01/2020 Last modified: 23/06/2022
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.