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Showing 642 to 651 of 815 search results for outcomes under the Consumer Duty.
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FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. The FCA sets out its outcomes and the metrics it will use to measure them. -
Call for mortgage intermediaries willing to help mortgage prisoners
We want to hear from mortgage intermediaries who will work with mortgage prisoners to help them identify and move to an active lender where this is possible, or signpost them to additional support such as debt advice. -
FCA calls on firms to improve treatment of politically exposed persons (PEPs)
The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure Parliamentarians, senior public servants and their families are not treated unfairly. -
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements
The pay-to-play scheme meant that the range of products recommended to Sesame clients under its restricted advice service was influenced by the amount of services Sesame had sold to ... Firms can have had no doubt about the outcomes we were looking for -
From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse
employer and client would not consent to the public disclosure of that information, unless he knows that the recipient is under a duty of confidentiality and that he knows that the ... To support this it has three operational objectives: to secure an -
MS18/1: General insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
Claims handling lessons learned from business interruption insurance
The FCA sets out the findings from its review assessing how firms handled Business Interruption (BI) insurance claims following the Supreme Court’s judgment on the BI test case, including examples of good practices and areas where firms have -
Statement on the FCA’s regulatory and criminal investigation into WealthTek Limited Liability Partnership
On 8 November, the FCA sought and obtained a Restraint Order under the Proceeds of Crime Act 2002. -
FCA asks Financial Advisers to review their processes in retirement income support
We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice. -
A helping hand for the invisible hand: the FCA’s approach to competition and innovation
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London.