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Showing 121 to 130 of 235 search results for papers Occasional Papers Nos.

  1. CP24/10: Joint PRA and FCA Consequential Amendments to BTS 2016/2251

    Consultation papers Published: 30/04/2024 Last modified: 24/06/2024
    We’re jointly consulting with the Prudential Regulation Authority (PRA) on proposed changes to the UK EMIR bilateral margin requirements.
  2. Occasional Paper 62: Annex 1 [pdf]

    Occasional papers Published: 25/10/2022
    Matter of factsheets: improving consumer comprehension of financial sustainability disclosures - annex 1
  3. Occasional Paper No. 9: Technical Appendix [pdf]

    Occasional papers Published: 05/03/2015 Last modified: 05/03/2015
  4. Occasional Paper No. 8: Consumer Vulnerability - Practitioners’ Pack [pdf]

    Occasional papers Published: 23/02/2015 Last modified: 04/03/2015
    Practitioners’ Pack
  5. Occasional Paper 19: Technical appendix [pdf]

    Occasional papers Published: 18/07/2016 Last modified: 18/07/2016
  6. Occasional Paper No. 38: Testing retirement communications: Waking up to get wise

    Occasional papers Published: 28/06/2018 Last modified: 28/06/2018
    As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension
  7. Occasional Paper No. 4: Why has the FCAs market cleanliness statistic for takeover announcements decreased since 2009?

    Occasional papers Published: 10/07/2014 Last modified: 30/11/2021
    This paper investigates the possible explanations for the fall in the statistics in market cleanliness.
  8. Occasional Paper No. 29: Aggregate market quality implications of dark trading

    Occasional papers Published: 01/08/2017 Last modified: 01/08/2017
    In this paper, we examine the impact of dark trading on aggregate market quality in the UK.
  9. Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

    Occasional papers Published: 15/09/2016 Last modified: 15/09/2016
    Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices. Occasional papers First published:. ... Occasional Papers contribute to the work of the FCA by providing rigorous research results and stimulating debate.
  10. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    But as today’s occasional paper on ‘behaviour and compliance in organisations’ spells out, without an understanding of the social, psychological and other influences on decision making in any given organisation,