Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1292 to 1301 of 3617 search results for part of our Brexit.

  1. The role and responsibilities of a Sponsor

    Primary markets Published: 20/09/2018 Last modified: 03/07/2024
    A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection.
  2. PayTrade (clone of FCA authorised firm)

    Warnings Published: 07/06/2019 Last modified: 21/11/2020
    PayTrade (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect
  3. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 24/05/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.
  4. The Haighton Ruth Group (clone) (clone of FCA authorised firm)

    Warnings Published: 07/06/2018 Last modified: 07/06/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  5. KA Financial Services (clone of FCA authorised firm)

    Warnings Published: 07/02/2014 Last modified: 07/02/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  6. Ariun Financial Group (clone of FCA authorised firm)

    Warnings Published: 06/03/2013 Last modified: 22/08/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  7. ESIP Finance (www.esipfinance.com) (clone of FCA authorised firm)

    Warnings Published: 29/10/2012 Last modified: 04/11/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  8. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.
  9. FCA response to National Audit Office report

    Statements Published: 20/03/2019 Last modified: 20/03/2019
    Understanding the impact of our interventions is an important part of our mission to ensure that financial markets are working in consumers’ best interests. ... We will consider the National Audit Office’s recommendations when evaluating our work to
  10. Hammerson Equity Group (clone of FCA authorised firm)

    Warnings Published: 19/03/2010 Last modified: 28/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.