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Showing 1332 to 1341 of 3617 search results for part of our Brexit.

  1. Recording of telephone conversations and electronic communications

    Tasks for firms Published: 06/08/2015 Last modified: 03/05/2024
    We established rules regarding the recording of telephone calls to meet our objective of deterring, detecting and preventing market abuse.
  2. Trust and ethics – a regulator’s perspective

    Speeches Published: 16/10/2018 Last modified: 16/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London.
  3. Oliver Kamann & Partners (clone of FCA authorised firm)

    Warnings Published: 03/05/2016 Last modified: 03/05/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  4. Advising on pension transfers – our expectations

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    Check the FCA requirements when you provide advice on pension transfers.
  5. Vets and dentists

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  6. FCA announces changes to its Executive Committee

    Press Releases Published: 06/12/2021 Last modified: 06/12/2021
    Stephen Braviner Roman appointed General Counsel and member of FCA's Executive Committee. Megan Butler to step down as Executive Director of Transformation.
  7. Welborn Capital LLC (www.welbornllc.com) (clone of FCA authorised firm)

    Warnings Published: 31/08/2012 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  8. Landa Asset Management (Clone of former FCA Appointed Representative firm)

    Warnings Published: 07/06/2017 Last modified: 07/06/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  9. Platinum Group Holdings (clone of FCA authorised firm)

    Warnings Published: 05/07/2010 Last modified: 29/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  10. Phoenix Investments AG (clone of FCA authorised firm)

    Warnings Published: 11/05/2012 Last modified: 23/09/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.