Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 2642 to 2651 of 3616 search results for part of our Brexit.

  1. Information regarding the FCA credit card market study - September 2021

    FOI Release Date of Release: 16/09/2021
    The FCA answers multiple questions regarding its Credit card market study: MS14/6.
  2. High-cost short-term credit

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Details of the FCA's price cap for high-cost short-term credit loans.
  3. ECM-UK LTD (clone) (clone of FCA authorised firm)

    Warnings Published: 06/05/2020 Last modified: 06/05/2020
    ECM-UK LTD (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how
  4. CP24/7: Payment Optionality for Investment Research

    Consultation papers Published: 10/04/2024 Last modified: 02/07/2024
    We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research
  5. Key features of logbook loans and the market

    Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
    Find out about the features and trends in the logbook loans market.
  6. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

    Statements Published: 11/03/2022 Last modified: 11/03/2022
    The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.
  7. Adviser Mark Abley pays £106k for poor pension transfer advice

    Press Releases Published: 26/06/2023 Last modified: 26/06/2023
    The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.
  8. TR13/10 - Outsourcing in the asset management industry

    Thematic reviews Published: 04/11/2013 Last modified: 07/02/2022
    We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.
  9. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.
  10. Statement on EBA guidelines on remuneration policies for public consultation

    Statements Published: 04/03/2015 Last modified: 04/03/2015
    This is an important part of the Directive and it helps to manage the impact on smaller firms. ... The FCA prudentially regulates approximately 1,000 firms under CRD IV and applies the proportionality principle to the smaller of these firms, given in