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Showing 2792 to 2801 of 3617 search results for part of our Brexit.

  1. P.A.N. Securities LP - Mergers and Acquisitions (clone of FCA authorised firm)

    Warnings Published: 04/10/2012 Last modified: 03/10/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  2. Max Recoveries / Max Recovery (Clone of FCA authorised firm)

    Warnings Published: 08/12/2020 Last modified: 09/06/2022
    Max Recoveries / Max Recovery (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
  3. FCA finds firms still failing to fully manage benchmark risks

    Press Releases Published: 29/07/2015 Last modified: 29/07/2015
    Firms should take our findings on board and consider further steps to improve their oversight.". ... implement appropriate training programmes. The FCA is writing to all firms involved in the review to provide individual feedback and will be following up
  4. FCA changes mortgage advice rules to encourage consumer choice

    Press Releases Published: 07/05/2019 Last modified: 07/05/2019
    The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage.
  5. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    We also recognise that with the introduction of MAR, the sense is that obligations on issuers have increased and therefore as part of our ongoing assessment of the implementation of MAR, ... Greater engagement with industry on this is therefore a clear
  6. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.
  7. Grants Limited also t/a (clone of FCA authorised firm)

    Warnings Published: 14/10/2014 Last modified: 14/10/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  8. Information on statistics on criminal investigations - November 2022

    FOI Release Date of Release: 09/11/2022
    FCA provides information on statistics on criminal investigations.
  9. PS22/15: Improving outcomes in non-workplace pensions

    Policy statements Published: 01/12/2022 Last modified: 01/12/2022
    The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions.
  10. First Capital Finance Ltd (clone of FCA authorised firm)

    Warnings Published: 23/06/2020 Last modified: 23/06/2020
    First Capital Finance Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm