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Showing 3002 to 3011 of 3617 search results for part of our Brexit.

  1. BOIB Finance Investment Management (clone of FCA authorised firm)

    Warnings Published: 04/05/2020 Last modified: 04/05/2020
    BOIB Finance Investment Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  2. Ten years after Lehman: how accountants can make finance safer

    Speeches Published: 06/09/2018 Last modified: 25/11/2021
    Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer.
  3. Sparx Funds Plc (Clone of FCA Authorised Schedule 5 scheme)

    Warnings Published: 26/02/2021 Last modified: 26/02/2021
    Sparx Funds Plc (Clone of FCA Authorised Schedule 5 scheme) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  4. The FCA publishes data on complaints and redress for the first half of 2013

    Press Releases Published: 16/10/2013 Last modified: 16/10/2013
    Martin Wheatley the FCA’s chief executive, said:. “We expect firms to put their customers at the heart of their business – an important part of this is the way they handle ... You can find more information about the FCA, as well as how it is
  5. Waterland Private Equity (clone of previously EEA authorised firm)

    Warnings Published: 01/03/2021 Last modified: 01/03/2021
    Waterland Private Equity (clone of previously EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  6. The Financial Conduct Authority named as a Best Employer for Race in new listing

    Press Releases Published: 01/11/2017 Last modified: 01/11/2017
    The Financial Conduct Authority has today has been named by Business in the Community as one of the UK’s Best Employers for Race in a new listing published today (1 November 2017).
  7. CapFM / capfm.io / capfm.co / capfm.cc (Clone of FCA authorised firm)

    Warnings Published: 28/04/2022 Last modified: 20/06/2022
    CapFM / capfm.io / capfm.co / capfm.cc (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  8. Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care

    Press Releases Published: 23/04/2019 Last modified: 11/04/2024
    The FCA has summarised responses to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – and sets out next steps.
  9. FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’)

    Guidance consultations Published: 19/03/2013 Last modified: 31/10/2014
    So our Supervisory Enhancement Programme put annual bilateral meetings in place between supervisors and external auditors of high impact firms. ... We published our Code of Practice for the relationship between the external auditor and the supervisor in
  10. Norden Wealth Management (clone of previously EEA authorised firm)

    Warnings Published: 14/10/2020 Last modified: 14/10/2020
    Norden Wealth Management (clone of previously EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this