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Showing 3062 to 3071 of 3617 search results for part of our Brexit.

  1. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    Our rules will now mean that senior managers face clawback of bonuses for up to 10 years, if misconduct comes to light. ... PRA final rules on accountability – summer 2015. Consequential amendments to other parts of the FCA Handbook – summer 2015.
  2. Primary multilateral trading facilities – Engagement Paper 6

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.
  3. Anpa Forward Ltd t/a Transpact.com (clone of FCA authorised firm)

    Warnings Published: 01/07/2016 Last modified: 25/08/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  4. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and
  5. Building operational resilience: impact tolerances for important business services

    Press Releases Published: 05/12/2019 Last modified: 31/03/2020
    The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational
  6. Key findings on our recent work on pension transfer advice

    Multi-firm reviews Published: 06/12/2018 Last modified: 06/12/2018
    Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we
  7. Eaglestones Finance / eaglestone-fin.com (Clone of FCA authorised firm)

    Warnings Published: 03/08/2022 Last modified: 05/10/2022
    Eaglestones Finance / eaglestone-fin.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  8. FCA acts to help investors make more informed ESG investment decisions

    Press Releases Published: 03/11/2021 Last modified: 03/11/2021
    The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.
  9. Karel Besta / KB Financial Solutions (clone of FCA authorised firm)

    Warnings Published: 17/01/2018 Last modified: 17/01/2018
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  10. Barron Financial Solutions Ltd (Clone of FCA Appointed Representative)

    Warnings Published: 07/02/2023 Last modified: 07/02/2023
    Barron Financial Solutions Ltd (Clone of FCA Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this