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Showing 3082 to 3091 of 3617 search results for part of our Brexit.

  1. Lamprell plc fined £2,428,300 for systems and controls failings

    Press Releases Published: 18/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined Lamprell plc (Lamprell) £2,428,300 for significant failings in its systems and controls resulting in Listing Rules and related breaches. Lamprell could not adequately monitor its financial
  2. AGM Invest / AGM Group (clone of FCA authorised firm)

    Warnings Published: 10/06/2019 Last modified: 21/11/2020
    AGM Invest / AGM Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  3. Librac market/Libra Coin Market (Clone of FCA authorised firm)

    Warnings Published: 02/07/2020 Last modified: 21/11/2020
    Librac market/Libra Coin Market (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
  4. Hanseatic Financial Services (Clone of a formerly EEA Authorised Firm)

    Warnings Published: 30/06/2020 Last modified: 30/06/2020
    Hanseatic Financial Services (Clone of a formerly EEA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  5. Helping firms provide more support to customers making investment decisions

    Firms Published: 03/08/2023 Last modified: 30/10/2023
    Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.
  6. BlackBird Europe Limited (clone of FCA authorised firm)

    Warnings Published: 03/04/2013 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  7. TR14/11 - Price comparison websites in the general insurance sector

    Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
    We have set out our expectations and the actions for firms in section 4 of the report. ... Alongside our findings, PCWs should also consider EIOPA’s January 2014 report on good guidance practices on comparison websites.
  8. Testing what gets consumers engaged with their pension – and why

    Research Published: 08/12/2023 Last modified: 13/12/2023
    This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.
  9. Carmignac Holdings / Carmignac Investment (Clone of EEA authorised firm)

    Warnings Published: 24/09/2020 Last modified: 24/09/2020
    Carmignac Holdings / Carmignac Investment (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  10. Safe custody services firm review findings

    Multi-firm reviews Published: 10/08/2016 Last modified: 18/05/2017
    Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice