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Showing 3142 to 3151 of 3617 search results for part of our Brexit.

  1. Go Compare UK / bonds.go-compare.info (Clone of FCA authorised firm)

    Warnings Published: 02/06/2021 Last modified: 02/06/2021
    Go Compare UK / bonds.go-compare.info (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  2. Forbes Fixed Rates / www.forbesfixedrates.com (Clone of FCA authorised firm)

    Warnings Published: 04/03/2022 Last modified: 04/03/2022
    Forbes Fixed Rates / www.forbesfixedrates.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  3. JJ Bauer Asset Management / JJ Bauer Equity Research (Clone of EEA Authorised Firm)

    Warnings Published: 11/12/2015 Last modified: 11/12/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  4. Further issuances of equity on regulated markets – Engagement Paper 2

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime.
  5. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance
  6. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

    Press Releases Published: 08/12/2022 Last modified: 08/12/2022
    The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.
  7. FS14/2: Feedback Statement on Project Innovate: Call for input

    Feedback statements Published: 28/10/2014 Last modified: 16/01/2015
    set out our response to this feedback. explain the next steps for Project Innovate. ... As part of our ongoing plan of engagement with innovators, we will organise a series of events around the UK.
  8. Competition and innovation in financial services: the regulator’s perspective

    Speeches Published: 11/05/2017 Last modified: 11/05/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Cheung Kong Graduate School of Business.
  9. The art of thinking independently together – why the regulator cares about diversity

    Speeches Published: 30/10/2017 Last modified: 30/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit.
  10. Lyon Royal Equity Wealth Management (Clone of an EEA authorised firm)

    Warnings Published: 06/10/2020 Last modified: 06/10/2020
    Lyon Royal Equity Wealth Management (Clone of an EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this