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Showing 3202 to 3211 of 3617 search results for part of our Brexit.

  1. Diversification Strategy Fund Plc (clone of Authorised Schedule 5 firm)

    Warnings Published: 12/02/2021 Last modified: 12/02/2021
    Diversification Strategy Fund Plc (clone of Authorised Schedule 5 firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  2. Freemans Online / Freemans Escrow Solutions (Clone of FCA authorised firm)

    Warnings Published: 24/03/2022 Last modified: 24/03/2022
    Freemans Online / Freemans Escrow Solutions (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  3. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).
  4. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.
  5. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.
  6. CP14/26: Regulatory fees and levies: policy proposals for 2015/16

    Consultation papers Published: 27/11/2014 Last modified: 25/11/2021
    This paper sets out our proposed policy changes to our fee and levy regimes. We are funded entirely by the fees and levies recovered from the firms we regulate.
  7. British and Australian regulators strengthen cooperation on FinTech through Enhanced Cooperation Agreement

    Press Releases Published: 22/03/2018 Last modified: 22/03/2018
    The Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today signed an Enhanced Cooperation Agreement between their Innovation Hubs to extend their existing agreement of cooperation and coordination on
  8. CP22/24: Broadening access to financial advice for mainstream investments

    Consultation papers Published: 30/11/2022 Last modified: 03/08/2023
    We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products
  9. Integral Fund / Integral Asset Management (clone of FCA authorised firm)

    Warnings Published: 17/08/2020 Last modified: 30/10/2020
    Integral Fund / Integral Asset Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  10. PS15/19: Improving complaints handling, feedback on CP14/30 and final rules

    Policy statements Published: 22/07/2015 Last modified: 30/09/2022
    In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules.