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Showing 3352 to 3361 of 3617 search results for part of our Brexit.

  1. O.D.D. ASSET MANAGEMENT / ODD Asset Management (Clone of FCA authorised firm)

    Warnings Published: 20/10/2020 Last modified: 01/06/2021
    O.D.D. ASSET MANAGEMENT / ODD Asset Management (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  2. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

    Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
    On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.
  3. Equity-Broker / equity-broker.io / Equity-Holdings (clone of FCA Authorised firm)

    Warnings Published: 12/05/2021 Last modified: 27/07/2021
    Equity-Broker / equity-broker.io / Equity-Holdings (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  4. Natixis life and wealth investment Management (Clone of EEA authorised firm)

    Warnings Published: 09/10/2020 Last modified: 09/10/2020
    Natixis life and wealth investment Management (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  5. TR14/19 – Wealth management firms and private banks – Conflicts of interest: in-house investment products

    Thematic reviews Published: 24/11/2014 Last modified: 07/02/2022
    Findings of our review of conflicts of interest arising from wealth management and private banking firms’ use of in-house investment products (IHPs) in retail discretionary and advisory investment portfolios.
  6. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    The Financial Conduct Authority (FCA) has fined Lloyds Bank plc (Lloyds) and Bank of Scotland plc (BoS), both part of Lloyds Banking Group (LBG), £105 million for serious misconduct relating to ... Our enforcement actions are an important source of
  7. BC-Financial Advisors / Benoit Camerlynck (clone) (clone of FCA authorised firm)

    Warnings Published: 18/02/2015 Last modified: 18/02/2015
    BC-Financial Advisors / Benoit Camerlynck (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  8. Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration

    News stories Published: 16/03/2021 Last modified: 10/11/2021
    On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business.
  9. Equity Loans Limited / Equity Loans 4 you (clone of FCA authorised firm)

    Warnings Published: 20/04/2021 Last modified: 20/04/2021
    Equity Loans Limited / Equity Loans 4 you (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  10. Ex-gratia payments for complaint handling delays

    About us Published: 29/04/2022 Last modified: 29/04/2022
    We explain our approach when we consider making an ex-gratia (goodwill) payment because of the distress or inconvenience caused by avoidable delays in our complaint handling.