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Showing 3452 to 3461 of 3617 search results for part of our Brexit.

  1. Financial Lives 2022 survey: insights on vulnerability and financial resilience relevant to the rising cost of living

    Data Published: 20/10/2022 Last modified: 26/07/2023
    The FCA presents early data, from its latest Financial Lives survey, on vulnerability and financial resilience, and insights into the financial positions of UK consumers in May 2022. This data contributes to the evidence base on the rising cost of
  2. High-cost short-term credit and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 01/12/2020
    This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans. In addition, this guidance applies to firms that have acquired such loans. It applies to both current loans and loans entered
  3. Blackrock Investments Ireland/Blackrock Investment Managers (clone of FCA registered firm)

    Warnings Published: 22/11/2022 Last modified: 22/11/2022
    Blackrock Investments Ireland/Blackrock Investment Managers (clone of FCA registered firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  4. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

    Press Releases Published: 23/06/2021 Last modified: 23/06/2021
    The FCA has appointed David Anthony Scott as its Interim General Counsel.
  6. Share Price UK/ Interactive Investor Trading Limited (clone of FCA authorised firm)

    Warnings Published: 18/06/2013 Last modified: 04/06/2015
    Share Price UK/ Interactive Investor Trading Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  7. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

    Press Releases Published: 15/04/2015 Last modified: 15/04/2015
    Our Custody Rules are in place to ensure that clients are protected in the event of insolvency. ... The FCA’s specialist client assets supervisors identified most of the failings as part of their regular review of such firms.
  8. FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services

    Press Releases Published: 07/04/2014 Last modified: 07/04/2014
    While we have seen a lot of positive progress and willingness by advisors to adapt to the new environment, I am disappointed with the results of our latest review looking at ... As part of its review into disclosure, the FCA looked into how advisory
  9. FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings

    Press Releases Published: 22/06/2022 Last modified: 22/06/2022
    We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings.
  10. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

    Press Releases Published: 25/10/2021 Last modified: 25/10/2021
    Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.