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Showing 3462 to 3471 of 3619 search results for part of our Brexit.

  1. FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services

    Press Releases Published: 07/04/2014 Last modified: 07/04/2014
    While we have seen a lot of positive progress and willingness by advisors to adapt to the new environment, I am disappointed with the results of our latest review looking at ... As part of its review into disclosure, the FCA looked into how advisory
  2. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

    Press Releases Published: 25/10/2021 Last modified: 25/10/2021
    Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.
  3. FCA reminds insurance firms to review the value of their products in light of the impacts of coronavirus

    Statements Published: 30/10/2020 Last modified: 30/10/2020
    On 3 June 2020, we published guidance setting out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from the coronavirus (Covid-19).
  4. What firms and customers can expect from the consumer duty and other regulatory reforms

    Speeches Published: 29/09/2022 Last modified: 29/09/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global.
  5. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.
  6. Ross & Levy Law Office - Clone of FCA Authorised firm (clone of FCA authorised firm)

    Warnings Published: 23/03/2022 Last modified: 23/09/2022
    Ross & Levy Law Office - Clone of FCA Authorised firm (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  7. Call for Input: Terms and definitions for services which are linked to payment accounts and subject to fees

    Feedback statements Published: 17/06/2015 Last modified: 25/08/2016
    We are seeking views on the services we propose to include on the list and on our suggested terms and definitions to describe these services. ... We will summarise the feedback of respondents to our Call for Input and explain any changes we have made to
  8. Consumer Duty implementation: good practice and areas for improvement

    Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
    What firms are doing well and what they could do better.
  9. Empower Financial Services, Inc / Financial Solutions CP (Clone of FCA authorised firm)

    Warnings Published: 01/02/2023 Last modified: 21/02/2023
    Empower Financial Services, Inc / Financial Solutions CP (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  10. TR18/3: Money Laundering and Terrorist Financing Risks in the E-Money Sector

    Thematic reviews Published: 03/10/2018 Last modified: 03/10/2018
    This report shares the findings of our thematic review into money laundering and terrorist financing risks in the e-money sector.