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Showing 3472 to 3481 of 3620 search results for part of our Brexit.

  1. Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions

    Speeches Published: 01/10/2018 Last modified: 05/10/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London.
  2. TR18/3: Money Laundering and Terrorist Financing Risks in the E-Money Sector

    Thematic reviews Published: 03/10/2018 Last modified: 03/10/2018
    This report shares the findings of our thematic review into money laundering and terrorist financing risks in the e-money sector.
  3. Credit cards (including retail revolving credit) and coronavirus: temporary guidance for firms

    Finalised guidance Published: 09/04/2020 Last modified: 13/01/2022
    FCA publishes temporary guidance on credit cards during the coronavirus situation
  4. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.
  5. Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 03/03/2015 Last modified: 05/04/2023
    Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs
  6. Kleinwort Hambros / SG Kleinwort Hambros Bank Limited (clone) (clone of FCA authorised firm)

    Warnings Published: 15/05/2019 Last modified: 06/07/2021
    Kleinwort Hambros / SG Kleinwort Hambros Bank Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  7. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.
  8. Fair, transparent and competitive: the FCA’s vision for the asset management sector

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)

    Consultation papers Published: 20/12/2023 Last modified: 02/04/2024
    A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15.
  10. LP Wealth Management / Leonia Private Wealth Management (clone of EEA authorised firm)

    Warnings Published: 20/03/2020 Last modified: 20/03/2020
    LP Wealth Management / Leonia Private Wealth Management (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing