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Showing 3482 to 3491 of 3620 search results for part of our Brexit.

  1. CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)

    Consultation papers Published: 20/12/2023 Last modified: 02/04/2024
    A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15.
  2. Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group

    Press Releases Published: 08/11/2016 Last modified: 08/11/2016
    This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty.
  3. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

    News stories Published: 18/03/2016 Last modified: 26/04/2019
    full name. address and contact details. brief summary of claim. Customers can also contact our Consumer Helpline for further information. ... We refuse to authorise firms that do not demonstrate that they meet our minimum standards or follow our
  4. BN Private Wealth Management / BN London / BN Wealth (Clone of EEA authorised firm)

    Warnings Published: 23/09/2020 Last modified: 23/09/2020
    BN Private Wealth Management / BN London / BN Wealth (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  5. PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules

    Policy statements Published: 30/03/2015 Last modified: 12/01/2023
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP14/28 and give our responses.
  6. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.
  7. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

    Policy statements Published: 02/12/2021 Last modified: 02/12/2021
    We set out our new rules to make primary markets work more effectively for both companies and investors.
  8. PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    Policy statements Published: 30/04/2018 Last modified: 04/05/2018
    In this paper we set out our final requirements and guidance on recovering the costs of OPBAS through fees.
  9. PS20/11: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages

    Policy statements Published: 23/10/2020 Last modified: 08/09/2021
    We amended our rules on closed mortgage books in October 2020. We also issued temporary new guidance as part of our coronavirus (Covid-19) measures, which will end on 31 October 2021
  10. FCA finds fund managers’ value assessments significantly improved, but still work to do

    Press Releases Published: 10/08/2023 Last modified: 10/08/2023
    Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement.