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Showing 3532 to 3541 of 3619 search results for part of our Brexit.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
Trust and confidence - ensuring firms’ ethics are built around their customers
Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA fines Towergate and former director Timothy Philip for client and insurer money failings
Senior management are ultimately responsible for ensuring that firms are following our rules and it is very clear that Mr Philip failed in that regard, falling well below the standards we ... As part of its arrangements with clients Towergate is -
DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements
It will be necessary for us to review our proposed approach once that legislation is made. ... Our existing rules protect consumers investing in this part of the crowdfunding market by focusing on the provision of information to consumers. -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
Their conduct has fallen far short of our expectations. Firms should be in no doubt that the spotlight will remain on wholesale conduct.”. ... They deliberately failed to disclose the existence of further mark-ups on other trades conducted as part of -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers
We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from. -
PS15/3: Final rules for independent governance committees, including feedback on CP14/16
This Policy Statement summarises the responses to our consultation, provides our response to the feedback and publishes the final rules. ... We intend to hold a forum for IGC Chairs around the time that our rules become effective. -
PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules
We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms. -
Occasional Paper No. 3: How does selling insurance as an add-on affect consumer decisions?
As demonstrated in our Occasional Papers 1 and 2, we have been exploring practical ways of using behavioural economics to improve our regime. ... As part of this exploration, this paper discusses the pros and cons of using behavioural experiments in -
Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021
FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021.