Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 3562 to 3571 of 3619 search results for part of our Brexit.

  1. FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees

    Press Releases Published: 28/07/2021 Last modified: 28/07/2021
    FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees.
  2. Advisory Broker Services / Advisory Broker Trading / AB Services (clone of EEA Authorised firm)

    Warnings Published: 19/02/2020 Last modified: 19/02/2020
    Advisory Broker Services / Advisory Broker Trading / AB Services (clone of EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  3. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules

    Policy statements Published: 20/12/2023 Last modified: 17/07/2024
    We set out our final rules for a new, simplified and more competitive UK listing regime, which will come into force on 29 July 2024.
  4. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

    Press Releases Published: 28/01/2019 Last modified: 29/01/2019
    The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.
  5. Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm)

    Warnings Published: 24/09/2021 Last modified: 25/04/2022
    Compare The Market Bonds / Compare Meerkat / compare-meerkat.com/ comparethemarketrates.com / Comparethemarket-optin.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to
  6. CP15/30: Pension reforms – proposed changes to our rules and guidance

    Consultation papers Published: 01/10/2015 Last modified: 08/11/2016
    Bring forward proposals for further changes to our Handbook. Ask for views on the range of information we intend to examine as part of the follow up to our market study. ... Please send us your comments to the consultation questions by 4 January 2016
  7. FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

    Finalised guidance Published: 04/03/2016 Last modified: 04/03/2016
    In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK.
  8. TR14/4 – Risks to customers from financial incentives – an update

    Thematic reviews Published: 04/03/2014 Last modified: 13/03/2024
    This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.
  9. FCA fines Xcap Securities PLC £120,900 for client asset failings and applies new penalty regime

    Press Releases Published: 11/06/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Xcap Securities PLC (Xcap), a retail investment and capital markets business, £120,900 for failing to adequately protect client money and client assets. This is the first client asset case the FCA has
  10. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from