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Showing 3572 to 3581 of 3619 search results for part of our Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Tribunal upholds £80,000 fine for broker who lied about income and used falsified payslips in mortgage application

    Press Releases Published: 17/04/2014 Last modified: 29/11/2021
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to impose a financial penalty of £80,000 on Amir Khan, director of Sovereign Worldwide Limited (Sovereign), for dishonestly submitting false income

  3. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

    Press Releases Published: 26/02/2014 Last modified: 26/02/2014
    FXCM UK also failed to tell the FCA that the US authorities were investigating another part of the FXCM Group for the same misconduct. ... David Lawton, the FCA's director of markets, said:. “When consumers lose out because of poor conduct it

  4. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

    Policy statements Published: 04/02/2019 Last modified: 11/09/2023
    The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.

  5. FCA finds young investors are more likely to have long-term goals in mind when dating than when investing

    Consumers Scams Press Releases Published: 24/05/2023 Last modified: 24/05/2023
    Our latest InvestSmart campaign encourages young investors to adopt the same principles to investing as they do to their dating lives.

  6. CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

    Consultations Consultation papers Published: 29/07/2019 Last modified: 08/11/2019
    CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

  7. Golding Capital Partners (UK) Limited (clone of EEA authorised firm and UK registered company)

    Warnings Published: 02/11/2020 Last modified: 25/11/2020
    Golding Capital Partners (UK) Limited (clone of EEA authorised firm and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  8. GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services

    Guidance consultations Published: 12/11/2015 Last modified: 12/11/2015
    part of our barriers-to-entry work for firms entering, or considering entering, the banking sector.

  9. Finance 4 Cash Flows / Finance 4 Cashs Ltd (Clone of Introducer Appointed Representative Firm)

    Warnings Published: 08/07/2021 Last modified: 08/07/2021
    Finance 4 Cash Flows / Finance 4 Cashs Ltd (Clone of Introducer Appointed Representative Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  10. Loans 4 All Needs/ Loans 4 All Your Needs PVT Ltd/ Loans For All Needs (clone of FCA authorised firm)

    Warnings Published: 18/12/2017 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  11. Principal firms who have Credit Broking permissions: Good practice and areas for improvements

    Good and poor practice Published: 23/04/2024 Last modified: 23/04/2024
    We assessed the key harms and drivers of harm caused by ARs and IARs who undertake credit broking. We found some examples of good and poor practice that we'd like to share with firms, as we think they can improve their practices.