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Showing 3592 to 3601 of 3619 search results for part of our Brexit.

  1. FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms

    Press Releases Published: 07/07/2021 Last modified: 07/07/2021
    The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets.
  2. Firms must do more to ensure that they are always giving appropriate equity release advice, FCA review finds

    Press Releases Published: 17/06/2020 Last modified: 17/06/2020
    Firms must do more to ensure they are always giving appropriate advice to equity release consumers, an FCA review has found.
  3. PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors

    Policy statements Published: 17/06/2020 Last modified: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors
  4. FMG Investment Holdings Ltd trading as ClearSpring Capital (Clone of EEA authorised firm and UK incorporated company)

    Warnings Published: 30/03/2020 Last modified: 30/03/2020
    FMG Investment Holdings Ltd trading as ClearSpring Capital (Clone of EEA authorised firm and UK incorporated company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why
  5. CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks

    Consultation papers Published: 20/05/2021 Last modified: 29/09/2021
    We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act).
  6. Markets Profit / MarketsProfit / Profit Market Trading (clone of FCA authorised firm and formerly registered PSD agent)

    Warnings Published: 06/11/2020 Last modified: 16/05/2022
    Markets Profit / MarketsProfit / Profit Market Trading (clone of FCA authorised firm and formerly registered PSD agent) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out
  7. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

    Press Releases Published: 12/11/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358
  8. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

    Policy statements Published: 04/02/2016 Last modified: 26/05/2016
    Our feedback on CP15/21 and final rules will be of primary interest to banks, building societies, credit unions and PRA-designated investment firms. ... Both UK relevant authorised persons (RAPs) and foreign branches should consider this in conjunction
  9. PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking

    Policy statements Published: 13/08/2015 Last modified: 09/12/2016
    These rules represent an important part of our drive to improve standards of individual conduct across the financial services industry.
  10. J.F. Global Advisors also trading as Jurgen Fleischmann Global Advisors (Clone of EEA authorised firm)

    Warnings Published: 19/07/2019 Last modified: 21/11/2020
    J.F. Global Advisors also trading as Jurgen Fleischmann Global Advisors (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be