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Showing 402 to 411 of 3617 search results for part of our Brexit.

  1. Play Scam or Smart

    ScamSmart Published: 29/01/2018 Last modified: 11/05/2023
    Play Scam or Smart and see if you can spot an investment scam from a smart investment.
  2. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 
  3. Supervision of UK regulated covered bonds

    Published: 13/05/2016 Last modified: 23/06/2023
    Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.
  4. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  5. FCA classified information

    Last modified: 23/02/2023
    Read guidance for external recipients handling FCA classified information.
  6. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.
  7. Our perimeter

    About us What we do Published: 20/07/2022 Last modified: 13/12/2023
    The FCA's perimeter (remit) determines which activities require a firm to be authorised and the level of protection consumers can expect.
  8. Small payment institution (small PI)

    Last modified: 14/09/2018
    The key changes for small PIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document) and Reporting and notifications ... Please also familiarise yourself with the
  9. FCA Decision Notice 2016: Money Matcher Limited [pdf]

    Decision notices Published: 03/05/2016
    This decision notice refers to the FCA’s belief that Money Matcher Limited (a debt management firm) does not meet the minimum standard for authorisation to carry on regulated activities, due to the FCA’s concerns related to appropriate
  10. Payment Accounts Regulations: Linked Services List

    Firms Published: 29/04/2022 Last modified: 18/05/2022
    This list includes standard terms and definitions to describe these linked services, which Payment Services Providers must use where applicable.