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Showing 432 to 441 of 3617 search results for part of our Brexit.

  1. FCA Warning List of unauthorised firms

    Consumers Scams Published: 03/04/2016 Last modified: 04/10/2023
    Search the FCA Warning List to find details of unauthorised firms and individuals that aren’t allowed to operate in the UK.
  2. Pay your annual fee

    Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
    Find out about the different ways you can pay your annual fee: direct debit, online, credit transfer, instalments.
  3. Personal data and recruitment

    Last modified: 22/02/2023
    How and why the FCA uses applicants' personal data collected during the recruitment process.
  4. Applications under the Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Find out what information we need from your firm if you’re seeking authorisation or registration.
  5. Robo Advice: an FCA perspective

    Speeches Published: 02/11/2017 Last modified: 02/11/2017
    Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA
  6. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).
  7. CMCs: fees

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is funded by fees that it charges firms it regulates. Find out about the fees you will need to pay.
  8. Clearing obligation

    Markets Markets policy Published: 24/05/2016 Last modified: 24/06/2024
    Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.
  9. Professional indemnity insurance

    Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
    Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.
  10. FTCA (clone of FCA authorised firm)

    Warnings Published: 08/10/2019 Last modified: 21/11/2020
    FTCA (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect