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Showing 662 to 671 of 3617 search results for part of our Brexit.

  1. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.
  2. Markets DL (clone of FCA authorised firm)

    Warnings Published: 16/09/2016 Last modified: 16/09/2016
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  3. Interfinancial (Clone) (clone of FCA authorised firm)

    Warnings Published: 28/09/2018 Last modified: 21/11/2020
    Interfinancial (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  4. Sameday Loans / Same Day Loans (clone of FCA authorised firm)

    Warnings Published: 13/10/2017 Last modified: 13/10/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  5. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.
  6. Treating vulnerable consumers fairly

    Tasks for firms Focus areas Published: 27/07/2020 Last modified: 21/03/2024
    Find out about our work on the fair treatment of vulnerable customers, including why vulnerability matters, how it affects your firm, and our guidance on supporting customers in vulnerable circumstances.
  7. Common misreporting errors: RMAR

    Tasks for regulated firms Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Common misreporting errors: RMAR
  8. Amend a recognised fund

    Tasks for firms Published: 10/05/2015 Last modified: 27/11/2023
    To amend a recognised fund you must send us a notification for approval of the proposed change.
  9. Banks, insurers and Lloyd’s managing agents

    Firm authorisation Published: 08/08/2017 Last modified: 13/05/2024
    Find out about the authorisation process if you're one of these types of firm.
  10. Improvements to equity secondary markets

    News stories Published: 03/05/2023 Last modified: 03/05/2023
    The FCA are introducing changes to improve how equity secondary markets operate.