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Showing 531 to 540 of 673 search results for particular needs of their vulnerable customers.
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Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary
Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey. -
City Week: how regulation can help the UK lead in Fintech
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA
Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA. ... Customers do not need to do anything, and should wait to be contacted by Harrington Brooks. -
Speech: Culture in UK banking – regulatory priorities
require. The capital markets need to allocate capital to those whose ideas are better than the alternatives. ... For the kind of detection described above regulators likely need to gather and use detailed, transaction-based data. -
Asset management portfolio tools
This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools. -
PS23/5: Debt Packagers: Feedback to CP23/5 and final rules
We set out our new rules banning debt packagers from receiving referral fees and summarise feedback to CP23/5 and our response. -
The regulation of advice – recommendations post FAMR
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector
The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February. -
PS15/4: Retirement reforms and the guidance guarantee
In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000. -
Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms
A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits.