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Showing 571 to 580 of 673 search results for particular needs of their vulnerable customers.
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TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance
This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance. -
FCA says general insurance add-on industry must make changes
We believe our proposals will address these issues and prevent consumers paying for poor-value insurance products that they may not need or use.”. ... requiring firms to publish claims ratios to highlight low-value products, pressuring providers to -
FCA orders WealthTek Limited Liability Partnership to cease operations as High Court appoints Joint Special Administrators and arrest made
BDO LLP to take interim control of WealthTek Limited Liability Partnership. -
Investor relations in an increasingly regulated and international world
Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013. -
DP15/7: Our approach to SMEs as users of financial services
So they have often been seen by regulators as requiring less assistance, even though their needs, behaviour and expertise are often similar. ... In particular, we want to hear from businesses and self-employed individuals, the firms that provide them -
A reminder to FCA-regulated firms and issuers after developments in Ukraine
Developments in Ukraine have highlighted the continuing need for robust systems and controls when dealing with actual or potential politically exposed persons. ... Firms should be aware of the possible impact these events may have on patterns of -
The expanding scope of individual accountability for corporate misconduct
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement -
Andrew Bailey opening speech at the FCA Conference on Intergenerational Differences
Speech by Andrew Bailey, Chief Executive of the FCA, at the FCA Conference on Intergenerational Differences, Royal College of Physicians, London. -
Speech: Shadow banking - the potential risks and rewards
The latter depends upon bilateral relationships. The potential advantage of these is that lenders over time build up substantial private information about their customers. ... At a time when most banks were reluctant to take on new customers on -
Trust and confidence - ensuring firms’ ethics are built around their customers
Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version.