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Showing 641 to 650 of 673 search results for particular needs of their vulnerable customers.
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Ensuring the UK remains open for business – requirements for foreign-owned firms
Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version. -
DP 21/2: Diversity and inclusion in the financial sector – working together to drive change
We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector. -
FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught
The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught) -
Regulated financial advice firms and individuals that attempt to avoid their redress liabilities
The FCA provides information to regulated financial advice firms -
Exploring Synthetic Data Validation – privacy, utility and fidelity
This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute. -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
FS21/2: Approach to Repossessions: Updated Tailored Support Guidance for firms - Feedback on draft guidance for mortgages and consumer credit
We have updated our guidance to firms on our approach to repossessions from 31 January 2021. -
PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual
We set out final rules for Regulatory Technical Standards on Strong Customer Authentication and Secure Communication (SCA-RTS). We also set out amendments to ‘Payment Services and Electronic Money – Our Approach’ (Approach Document, AD -
CP14/10: Proposals for a price cap on high-cost short-term credit
In particular, this paper will interest:. FCA-authorised firms involved in HCSTC, as lenders, operators of peer-to-peer platforms or brokers (most of whom will have interim permission). ... We expect the cap to lead to a reduction in lending and some -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
to hold individuals working at all levels in banking to appropriate standards of conduct - in particular:. ... Firms’ preparations will need to include ensuring that staff who will be subject to the new rules are aware of the conduct rules and how they