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Showing 1011 to 1020 of 2510 search results for pensions advice.

  1. Decision Notice 2022: James Paul Goodchild [pdf]

    Decision notices Published: 24/05/2024
    This Decision Notice (James Paul Goodchild) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity in the pensions sector. Our view is that a financial penalty and prohibition should be imposed.

  2. Total Debt Relief Limited (TDR) in liquidation

    News stories Published: 13/09/2018 Last modified: 10/05/2019
    The Financial Conduct Authority (FCA) has obtained a compulsory court order for the winding up of Total Debt Relief Ltd (TDR) on public interest grounds. This follows earlier action by the FCA to obtain an urgent High Court Order appointing a

  3. Financial Advice Market Review (FAMR) - baseline report [pdf]

    External research Published: 30/06/2017
    This is our baseline report into the development of a market that delivers affordable and accessible financial advice and guidance.

  4. FCA letter to Department for Work and Pensions (DWP) on TPSVI actions [pdf]

    Correspondence Published: 06/10/2022
    FCA’s response to the Taskforce on Pension Scheme Voting Implementation’s (TPSVI) report and recommendations.

  5. Pensions Regulator Scams Campaign Presentation 2020 [pdf]

    Published: 07/07/2020
    Pensions Regulator Scams Campaign Presentation 2020

  6. Asset management market study

    Market studies Published: 18/11/2015 Last modified: 24/09/2018
    We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

  7. Regulating Financial Promotions and Adverts

    Tasks for firms Published: 04/05/2015 Last modified: 28/05/2024
    Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.

  8. Fake FCA communications

    Consumers Scams Published: 18/02/2021 Last modified: 21/03/2024
    Fraudsters sometimes pretend to work for the FCA, so if you’re unsure it’s important to check. Find out how to spot fake FCA emails, phone calls, and websites.

  9. Whistleblowing quarterly data 2023 Q4

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.

  10. CP15/12: Pension Wise - recommendation policy

    Consultation papers Published: 25/03/2015 Last modified: 17/08/2021
    We publish our consultation paper on our policy for making recommendation to the designated guidance providers and the Treasury.