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Showing 1021 to 1030 of 2510 search results for pensions advice.

  1. Information on firm permissions

    FOI Release Date of Release: 23/08/2021
    The FCA responds to a request for information on firm positions

  2. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

  3. FSA Final Notice 2013: John James Quarrell 14th Jan 02 [pdf]

    Final notices Published: 14/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against John James Quarrell

  4. The sponsor regime

    Primary markets Published: 04/05/2016 Last modified: 26/03/2024
    Sponsors are firms we approve to advise premium listed companies on their obligations under the listing regime. Read more about the regime and being a sponsor.

  5. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered

  6. Fees and levies: FSCS class 2 category 1 - Life distribution and investment intermediation (CLII-1) [pdf]

    Fees information Published: 27/01/2021 Last modified: 08/01/2024
    Data previously reported for class SC02 life and pension intermediation and SD02 investment intermediation

  7. FCA pension freedoms data collection exercise: analysis and findings - April - June 2015 [pdf]

    Data Published: 16/09/2015 Last modified: 15/07/2016
    This report sets out the results of the FCA data collection exercise that gathered information across a number of areas of the pensions and retirement income market.

  8. Unauthorised payments from your account

    Consumers Know your rights Published: 18/04/2016 Last modified: 13/06/2022
    In most circumstances, your bank must refund you for an unauthorised payment. Find out about your rights when money is taken from your account without your permission.

  9. Pensions regulator scams presentation [pdf]

    Documents Published: 28/06/2019

  10. FCA introduces cap on early exit pension charges

    Press Releases Published: 15/11/2016 Last modified: 15/11/2016
    The Financial Conduct Authority (FCA) has today announced its final rules on capping early exit charges for consumers eligible to access the government’s pension reforms from age 55.