Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1031 to 1040 of 2511 search results for pensions advice.

  1. FSA Complaints data 2006 to 2008 [xls]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2008. Including opened, closed, upheld, speed of closure and redress.

  2. Pensions regulator scams presentation [pdf]

    Documents Published: 28/06/2019

  3. FCA introduces cap on early exit pension charges

    Press Releases Published: 15/11/2016 Last modified: 15/11/2016
    The Financial Conduct Authority (FCA) has today announced its final rules on capping early exit charges for consumers eligible to access the government’s pension reforms from age 55.

  4. Subordinated loans

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/02/2023
    A firm can use a subordinated loan to meet its own funds requirement if it is made in line with our requirements.

  5. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

  6. Opened complaints

    Data Published: 19/10/2023 Last modified: 19/10/2023
    This page provides a breakdown of complaints opened, by product, product group and firm type.

  7. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.

  8. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  9. Cashforpensions.com

    Warnings Published: 13/02/2012 Last modified: 05/09/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  10. Commercial agent exclusion (CAE)

    Published: 22/09/2017 Last modified: 17/02/2023
    Find out about exclusions from the scope of the Payment Services Regulations 2017.