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Showing 1051 to 1060 of 2511 search results for pensions advice.
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Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
FSA Final Notice 2003: Friends Provident Life and Pensions Limited [pdf]
FSA Final Notice 2003: Friends Provident Life and Pensions Limited -
London Pension Company Ltd (The)/ The London SIPP Company
London Pension Company Ltd (The)/ The London SIPP Company is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FSA Complaints data 2011 H2 [pdf]
Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress. -
Financial Advice Market Review: final report [pdf]
This report presents a series of measures aimed at stimulating the development of a market that provides affordable and accessible financial advice and guidance for everyone, at all stages of their lives. It also contains proposals designed to -
Decision Notice: Robert Ward (Director of BHIM) [pdf]
This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
Early indications that reforms of financial advice are working
Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found. -
FSA - GC13/3 [pdf]
Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’) -
FSA - PS11/8 [pdf]
Policy FSA - PS11/8 - Pension reform – Conduct of business changes -
Changes in mortgage regulation
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.