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Independent financial advice: using internal specialists
Independent financial advice: using internal specialists. Statements First published:. 25/09/2014. Last updated: 25/09/2014. ... Independent financial advice: using internal specialists. -
Building on experience
Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London. -
Whistleblowing quarterly data 2022 Q3
Our data shows the number of new whistleblowing reports the FCA received in July to September 2022 and the allegations they featured. -
FSA - CP10/14 [pdf]
Consultation FSA - CP10/14 - Delivering the RDR: Professionalism, including its applicability to pure protection advice, with feedback to CP09/18 and CP09/31 -
FSA Commentary on FSA Complaints Data 2009 H2 [pdf]
FSA commentary on FSA Aggregate Complaints Data 2009 H2 including highlights. -
FSA Complaints data 2009 H2 [xls]
Aggregate complaints statistics: 2006 - 2009. Including opened, closed, upheld, speed of closure and redress. -
Occasional Paper No. 34: Effects of the advice requirement and intermediation in the UK mortgage market [pdf]
This Occasional Paper uses the introduction of the MMR to investigate two questions. First, we estimate the impact of the new advice requirement on the outcomes of those directly affected: consumers who chose not to receive advice before the MMR. -
FSA Complaints data 2010 H2 [pdf]
Aggregate complaints statistics: 2006 - 2010 (H2). Including opened, closed, upheld, speed of closure and redress. -
FSA Complaints data 2010 H1 [pdf]
Aggregate complaints statistics: 2006 - 2010 (H1). Including opened, closed, upheld, speed of closure and redress. -
FSA Complaints data 2010 H1 [xls]
Aggregate complaints statistics: 2006 - 2010 (H1). Including opened, closed, upheld, speed of closure and redress.